SEC INSIDER TRANSACTIONS

PRINCIPAL FINANCIAL GROUP INC (PFG) Insider Transactions

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PFG · PRINCIPAL FINANCIAL GROUP INC

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Roles: director,officer,ten_percent_owner,otherOwner nameOfficer titleOwnership: D, I, unknownoriginal or amendedTransaction fromTransaction throughFiled fromFiled throughMinimum quantityMaximum quantityMinimum priceMaximum priceMinimum calculated valueMaximum calculated valueResults per page (1–100)

OR within codes/roles; AND between categories. Roles apply to buyers and sellers. Owner predicates match the same owner. Missing values fail numeric/date filters. Value is quantity × reported price for non-derivative rows only; derivative values are unknown. Amendments stay separate; joint owners do not duplicate rows.

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Stale snapshot · Covered: filings 2026-05-14 to 2026-11-13 · 61 filings · fetched 2026-11-13T19:20:24Z

Recent reported activity

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95matching filing rows

Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.

Transaction / filed	Reporting owner(s)	Code / security	Quantity	Price as filed	Ownership	Source
2026-11-04Filed 2026-11-05	LITTLEFIELD CHRISTOPHER JOfficer · President - RIS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.12 to $116.61. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	17,095D	51.73	Direct	Form 4 ↗0001126328-26-000227
2026-11-04Filed 2026-11-05	LITTLEFIELD CHRISTOPHER JOfficer · President - RIS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.12 to $116.61. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	17,095D	51.73	Direct	Form 4 ↗0001126328-26-000227
2026-11-04Filed 2026-11-05	LITTLEFIELD CHRISTOPHER JOfficer · President - RIS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.12 to $116.61. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	17,095D	51.73	Direct	Form 4 ↗0001126328-26-000227
2026-11-04Filed 2026-11-05	LITTLEFIELD CHRISTOPHER JOfficer · President - RIS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.12 to $116.61. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References: F1	D Other reported codeCommon Stock · Non-derivative	51,285D	116.3	Direct	Form 4 ↗0001126328-26-000227
2026-11-04Filed 2026-11-05	LITTLEFIELD CHRISTOPHER JOfficer · President - RIS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.12 to $116.61. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	A Award / grantCommon Stock · Non-derivative	51,285A	51.73	Direct	Form 4 ↗0001126328-26-000227
2026-09-25Filed 2026-09-29	Auerbach JonathanDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	161A	0	Direct	Form 4 ↗0001126328-26-000224
2026-09-25Filed 2026-09-29	Beams Mary E.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	105A	0	Direct	Form 4 ↗0001126328-26-000223
2026-09-25Filed 2026-09-29	Muruzabal ClaudioDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	97A	0	Direct	Form 4 ↗0001126328-26-000222
2026-09-25Filed 2026-09-29	Nordin Diane CDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	211A	0	Direct	Form 4 ↗0001126328-26-000221
2026-09-25Filed 2026-09-29	Pickerell BlairDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	273A	0	Direct	Form 4 ↗0001126328-26-000216
2026-09-25Filed 2026-09-29	Richer Clare StackDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	138A	0	Direct	Form 4 ↗0001126328-26-000215
2026-09-25Filed 2026-09-29	Mitchell H ElizabethDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	78A	0	Direct	Form 4 ↗0001126328-26-000214
2026-09-25Filed 2026-09-29	Carter Miller JocelynDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	648A	0	Direct	Form 4 ↗0001126328-26-000213
2026-09-25Filed 2026-09-29	RIVERA ALFREDODirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 The units convert to common stock on a one-for-one basis. F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. References: F2, F3	A Award / grantCommon Stock · Derivative	24A	114.77	Direct	Form 4 ↗0001126328-26-000208
2026-09-25Filed 2026-09-29	RIVERA ALFREDODirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 The units convert to common stock on a one-for-one basis. F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. References: F1	A Award / grantCommon Stock · Non-derivative	113A	0	Direct	Form 4 ↗0001126328-26-000208
2026-09-25Filed 2026-09-29	Brown Timothy W.Officer · EVP, General Counsel and Sec Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	163A	0	Direct	Form 4 ↗0001126328-26-000207
2026-09-25Filed 2026-09-29	Agrawal VivekOfficer · EVP & Chief Growth Officer Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	226A	0	Direct	Form 4 ↗0001126328-26-000206
2026-09-25Filed 2026-09-29	Cheong Wee YeeOfficer · President - Asia & Middle East Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 Includes 1,771 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. References: F1, F2	A Award / grantCommon Stock · Non-derivative	354A	0	Direct	Form 4 ↗0001126328-26-000202
2026-09-25Filed 2026-09-29	LITTLEFIELD CHRISTOPHER JOfficer · President - RIS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 Includes an accumulative total of 3,286 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. F3 Held in revocable trust. References: F1, F2	A Award / grantCommon Stock · Non-derivative	538A	0	Direct	Form 4 ↗0001126328-26-000200
2026-09-25Filed 2026-09-29	McCullum Kenneth A.Officer · EVP - Chief Risk Officer Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. References: F1, F2	A Award / grantCommon Stock · Non-derivative	71A	0	Direct	Form 4 ↗0001126328-26-000198
2026-09-25Filed 2026-09-29	Pitz JoelOfficer · EVP & CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. F3 Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. References: F1, F3	A Award / grantCommon Stock · Non-derivative	2A	0	IndirectBy Spouse	Form 4 ↗0001126328-26-000196
2026-09-25Filed 2026-09-29	Pitz JoelOfficer · EVP & CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. F3 Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. References: F1, F2	A Award / grantCommon Stock · Non-derivative	226A	0	Direct	Form 4 ↗0001126328-26-000196
2026-09-25Filed 2026-09-29	Bhatia KamalOfficer · President and CEO - PAM Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	415A	0	Direct	Form 4 ↗0001126328-26-000194
2026-09-25Filed 2026-09-29	Kay Kathleen BOfficer · EVP-Chief Information Officer Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	383A	0	Direct	Form 4 ↗0001126328-26-000192
2026-09-25Filed 2026-09-29	Friedrich Amy ChristineOfficer · President - Benefits & Protect Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 Includes 3,331 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. References: F1, F2	A Award / grantCommon Stock · Non-derivative	577A	0	Direct	Form 4 ↗0001126328-26-000190

Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.