SEC INSIDER TRANSACTIONS

PRINCIPAL FINANCIAL GROUP INC (PFG) Insider Transactions

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PFG · PRINCIPAL FINANCIAL GROUP INC

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OR within codes/roles; AND between categories. Roles apply to buyers and sellers. Owner predicates match the same owner. Missing values fail numeric/date filters. Value is quantity × reported price for non-derivative rows only; derivative values are unknown. Amendments stay separate; joint owners do not duplicate rows.

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Stale snapshot · Covered: filings 2026-05-14 to 2026-11-13 · 61 filings · fetched 2026-11-13T19:20:24Z

Recent reported activity

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95matching filing rows

Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.

Transaction / filed	Reporting owner(s)	Code / security	Quantity	Price as filed	Ownership	Source
2026-06-26Filed 2026-06-30	Mills ScottDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 The units convert to common stock on a one-for-one basis. F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement References: F2, F3	A Award / grantPhantom Stock Units · Derivative	152A	107.75	Direct	Form 4 ↗0001126328-26-000171
2026-06-26Filed 2026-06-30	Mills ScottDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 The units convert to common stock on a one-for-one basis. F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement References: F1	A Award / grantCommon Stock · Non-derivative	253A	0	Direct	Form 4 ↗0001126328-26-000171
2026-06-26Filed 2026-06-30	HOCHSCHILD ROGER CDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 The units convert to common stock on a one-for-one basis. F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. References: F2, F3	A Award / grantPhantom Stock Units · Derivative	219A	107.75	Direct	Form 4 ↗0001126328-26-000170
2026-06-26Filed 2026-06-30	HOCHSCHILD ROGER CDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 The units convert to common stock on a one-for-one basis. F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. References: F1	A Award / grantCommon Stock · Non-derivative	294A	0	Direct	Form 4 ↗0001126328-26-000170
2026-06-26Filed 2026-06-30	Carter Miller JocelynDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	669A	0	Direct	Form 4 ↗0001126328-26-000169
2026-06-26Filed 2026-06-30	Beams Mary E.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	109A	0	Direct	Form 4 ↗0001126328-26-000168
2026-06-26Filed 2026-06-30	Auerbach JonathanDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	166A	0	Direct	Form 4 ↗0001126328-26-000167
2026-06-26Filed 2026-06-30	Pitz JoelOfficer · EVP & CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. F3 Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. References: F1, F3	A Award / grantCommon Stock · Non-derivative	2A	0	IndirectBy Spouse	Form 4 ↗0001126328-26-000155
2026-06-26Filed 2026-06-30	Pitz JoelOfficer · EVP & CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. F3 Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. References: F1, F2	A Award / grantCommon Stock · Non-derivative	234A	0	Direct	Form 4 ↗0001126328-26-000155
2026-06-26Filed 2026-06-30	Bhatia KamalOfficer · President and CEO - PAM Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	430A	0	Direct	Form 4 ↗0001126328-26-000154
2026-06-26Filed 2026-06-30	LITTLEFIELD CHRISTOPHER JOfficer · President - RIS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 Includes an accumulative total of 3,286 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. F3 Held in revocable trust. References: F1, F2	A Award / grantCommon Stock · Non-derivative	559A	0	Direct	Form 4 ↗0001126328-26-000153
2026-06-26Filed 2026-06-30	Kay Kathleen BOfficer · EVP-Chief Information Officer Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	398A	0	Direct	Form 4 ↗0001126328-26-000152
2026-06-26Filed 2026-06-30	Friedrich Amy ChristineOfficer · President - Benefits & Protect Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 Includes 3,331 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. References: F1, F2	A Award / grantCommon Stock · Non-derivative	599A	0	Direct	Form 4 ↗0001126328-26-000151
2026-06-26Filed 2026-06-30	Cheong Wee YeeOfficer · President - Asia & Middle East Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 Includes 1,771 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. References: F1, F2	A Award / grantCommon Stock · Non-derivative	368A	0	Direct	Form 4 ↗0001126328-26-000150
2026-06-26Filed 2026-06-30	Agrawal VivekOfficer · EVP & Chief Growth Officer Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	234A	0	Direct	Form 4 ↗0001126328-26-000149
2026-06-26Filed 2026-06-30	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	44A	0	IndirectBy Spouse	Form 4 ↗0001126328-26-000148
2026-06-26Filed 2026-06-30	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	612A	0	Direct	Form 4 ↗0001126328-26-000148
2026-06-26Filed 2026-06-30	McCullum Kenneth A.Officer · EVP - Chief Risk Officer Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. References: F1, F2	A Award / grantCommon Stock · Non-derivative	73A	0	Direct	Form 4 ↗0001126328-26-000147
2026-06-12Filed 2026-06-15	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionCommon Stock · Derivative	16,825D	62.78	Direct	Form 4 ↗0001126328-26-000137
2026-06-12Filed 2026-06-15	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionCommon Stock · Derivative	13,883D	62.78	Direct	Form 4 ↗0001126328-26-000137
2026-06-12Filed 2026-06-15	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References: F3	D Other reported codeCommon Stock · Non-derivative	4,263D	111.25	Direct	Form 4 ↗0001126328-26-000137
2026-06-12Filed 2026-06-15	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References: F2	D Other reported codeCommon Stock · Non-derivative	26,445D	110.48	Direct	Form 4 ↗0001126328-26-000137
2026-06-12Filed 2026-06-15	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	A Award / grantCommon Stock · Non-derivative	16,825A	62.78	Direct	Form 4 ↗0001126328-26-000137
2026-06-12Filed 2026-06-15	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	A Award / grantCommon Stock · Non-derivative	13,883A	62.78	Direct	Form 4 ↗0001126328-26-000137
2026-06-11Filed 2026-06-15	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionCommon Stock · Derivative	2,942D	62.78	Direct	Form 4 ↗0001126328-26-000137

Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.