SEC INSIDER TRANSACTIONS

ROCKWELL AUTOMATION, INC (ROK) Insider Transactions

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ROK · ROCKWELL AUTOMATION, INC

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Roles: director,officer,ten_percent_owner,otherOwner nameOfficer titleOwnership: D, I, unknownoriginal or amendedTransaction fromTransaction throughFiled fromFiled throughMinimum quantityMaximum quantityMinimum priceMaximum priceMinimum calculated valueMaximum calculated valueResults per page (1–100)

OR within codes/roles; AND between categories. Roles apply to buyers and sellers. Owner predicates match the same owner. Missing values fail numeric/date filters. Value is quantity × reported price for non-derivative rows only; derivative values are unknown. Amendments stay separate; joint owners do not duplicate rows.

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Stale snapshot · Covered: filings 2026-05-14 to 2026-11-13 · 24 filings · fetched 2026-11-13T19:57:14Z

Recent reported activity

0purchase rows on this page

6sale rows on this page

40matching filing rows

Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.

Transaction / filed	Reporting owner(s)	Code / security	Quantity	Price as filed	Ownership	Source
2026-08-20Filed 2026-08-21	Rothe Christian EOfficer · Sr. VP and CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 6/12/2026. F2 Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/25/2025 to cover taxes due on restricted stock units that vested on 8/19/2026. F3 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $433.73 to $434.42 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. References: F2, F3	S Sale (market/private)Common Stock · Non-derivative	590D	434.3008	Direct	Form 4 ↗0001523212-26-000002
2026-08-19Filed 2026-08-21	Rothe Christian EOfficer · Sr. VP and CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 6/12/2026. F2 Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/25/2025 to cover taxes due on restricted stock units that vested on 8/19/2026. F3 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $433.73 to $434.42 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. References: F4, F5	M Exercise / conversionRestricted Stock Units · Derivative	1,257D	0	Direct	Form 4 ↗0001523212-26-000002
2026-08-19Filed 2026-08-21	Rothe Christian EOfficer · Sr. VP and CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 6/12/2026. F2 Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/25/2025 to cover taxes due on restricted stock units that vested on 8/19/2026. F3 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $433.73 to $434.42 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. References: F1	M Exercise / conversionCommon Stock · Non-derivative	1,257A	0	Direct	Form 4 ↗0001523212-26-000002
2026-07-16Filed 2026-07-17	Riesterer Terry L.Officer · Vice President and Controller Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 7/16/2026. F2 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. References: F3	M Exercise / conversionRestricted Stock Units · Derivative	849D	0	Direct	Form 4 ↗0001794668-26-000006
2026-07-16Filed 2026-07-17	Riesterer Terry L.Officer · Vice President and Controller Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 7/16/2026. F2 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. References: F1	S Sale (market/private)Common Stock · Non-derivative	281D	453.235	Direct	Form 4 ↗0001794668-26-000006
2026-07-16Filed 2026-07-17	Riesterer Terry L.Officer · Vice President and Controller Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 7/16/2026. F2 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. References:	M Exercise / conversionCommon Stock · Non-derivative	849A	0	Direct	Form 4 ↗0001794668-26-000006
2026-07-01Filed 2026-07-01	Gipson William PDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 Restricted stock units delivered as compensation for service as a director under the 2026 Long-Term Incentives Plan. F3 Payable upon retirement, change of control and certain other circumstances. References: F1, F2, F3	A Award / grantRestricted Stock Units · Derivative	69A	0	Direct	Form 4 ↗0001826765-26-000006
2026-06-04Filed 2026-06-04	Fordenwalt Matthew W.Officer · SVP Lifecycle Services Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F2 Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 3/31/2026. References: F1	S Sale (market/private)Common Stock · Non-derivative	377D	460.51	Direct	Form 4 ↗0001979295-26-000012
2026-06-02Filed 2026-06-03	Fordenwalt Matthew W.Officer · SVP Lifecycle Services Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock units that vested on 6/1/2026. F2 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $456.14 to $457.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F4 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. References: F1, F2	S Sale (market/private)Common Stock · Non-derivative	218D	456.34	Direct	Form 4 ↗0001979295-26-000010
2026-06-01Filed 2026-06-03	Fordenwalt Matthew W.Officer · SVP Lifecycle Services Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock units that vested on 6/1/2026. F2 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $456.14 to $457.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F4 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. References: F4, F5	M Exercise / conversionRestricted Stock Units · Derivative	595D	0	Direct	Form 4 ↗0001979295-26-000010
2026-06-01Filed 2026-06-03	Fordenwalt Matthew W.Officer · SVP Lifecycle Services Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock units that vested on 6/1/2026. F2 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $456.14 to $457.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F4 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. References:	M Exercise / conversionCommon Stock · Non-derivative	595A	0	Direct	Form 4 ↗0001979295-26-000010
2026-05-20Filed 2026-05-21	MILLER JOHN MOfficer · VP and Chief IP Counsel Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 2/17/2026. F2 Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/17/2026. F3 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F4 The options vest in three substantially equal annual installments beginning on date exercisable. References: F4	M Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	700D	0	Direct	Form 4 ↗0001305128-26-000002
2026-05-20Filed 2026-05-21	MILLER JOHN MOfficer · VP and Chief IP Counsel Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 2/17/2026. F2 Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/17/2026. F3 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F4 The options vest in three substantially equal annual installments beginning on date exercisable. References: F2	S Sale (market/private)Common Stock · Non-derivative	354D	426.02	Direct	Form 4 ↗0001305128-26-000002
2026-05-20Filed 2026-05-21	MILLER JOHN MOfficer · VP and Chief IP Counsel Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 2/17/2026. F2 Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/17/2026. F3 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F4 The options vest in three substantially equal annual installments beginning on date exercisable. References: F1	S Sale (market/private)Common Stock · Non-derivative	700D	426.02	Direct	Form 4 ↗0001305128-26-000002
2026-05-20Filed 2026-05-21	MILLER JOHN MOfficer · VP and Chief IP Counsel Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 2/17/2026. F2 Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/17/2026. F3 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F4 The options vest in three substantially equal annual installments beginning on date exercisable. References:	M Exercise / conversionCommon Stock · Non-derivative	700A	136.4	Direct	Form 4 ↗0001305128-26-000002

Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.