SEC INSIDER TRANSACTIONS

PRINCIPAL FINANCIAL GROUP INC (PFG) Insider Transactions

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PFG · PRINCIPAL FINANCIAL GROUP INC

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Roles: director,officer,ten_percent_owner,otherOwner nameOfficer titleOwnership: D, I, unknownoriginal or amendedTransaction fromTransaction throughFiled fromFiled throughMinimum quantityMaximum quantityMinimum priceMaximum priceMinimum calculated valueMaximum calculated valueResults per page (1–100)

OR within codes/roles; AND between categories. Roles apply to buyers and sellers. Owner predicates match the same owner. Missing values fail numeric/date filters. Value is quantity × reported price for non-derivative rows only; derivative values are unknown. Amendments stay separate; joint owners do not duplicate rows.

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Stale snapshot · Covered: filings 2026-05-14 to 2026-11-13 · 61 filings · fetched 2026-11-13T19:20:24Z

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95matching filing rows

Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.

Transaction / filed	Reporting owner(s)	Code / security	Quantity	Price as filed	Ownership	Source
2026-09-25Filed 2026-09-29	Mills ScottDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 The units convert to common stock on a one-for-one basis. F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement References: F2, F3	A Award / grantPhantom Stock Units · Derivative	150A	114.75	Direct	Form 4 ↗0001126328-26-000188
2026-09-25Filed 2026-09-29	Mills ScottDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 The units convert to common stock on a one-for-one basis. F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement References: F1	A Award / grantCommon Stock · Non-derivative	246A	0	Direct	Form 4 ↗0001126328-26-000188
2026-09-25Filed 2026-09-29	HOCHSCHILD ROGER CDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 The units convert to common stock on a one-for-one basis. F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. References: F2, F3	A Award / grantPhantom Stock Units · Derivative	218A	114.77	Direct	Form 4 ↗0001126328-26-000186
2026-09-25Filed 2026-09-29	HOCHSCHILD ROGER CDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 The units convert to common stock on a one-for-one basis. F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. References: F1	A Award / grantCommon Stock · Non-derivative	285A	0	Direct	Form 4 ↗0001126328-26-000186
2026-09-25Filed 2026-09-29	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	42A	0	IndirectBy Spouse	Form 4 ↗0001126328-26-000184
2026-09-25Filed 2026-09-29	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	593A	0	Direct	Form 4 ↗0001126328-26-000184
2026-09-03Filed 2026-09-08	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $121.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/28/2024. References:	M Exercise / conversionCommon Stock · Derivative	18,380D	63.98	Direct	Form 4 ↗0001126328-26-000182
2026-09-03Filed 2026-09-08	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $121.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/28/2024. References:	M Exercise / conversionCommon Stock · Derivative	18,380D	63.98	Direct	Form 4 ↗0001126328-26-000182
2026-09-03Filed 2026-09-08	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $121.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/28/2024. References:	M Exercise / conversionCommon Stock · Derivative	18,380D	63.98	Direct	Form 4 ↗0001126328-26-000182
2026-09-03Filed 2026-09-08	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $121.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/28/2024. References: F1, F2	D Other reported codeCommon Stock · Non-derivative	55,140D	120.5992	Direct	Form 4 ↗0001126328-26-000182
2026-09-03Filed 2026-09-08	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $121.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/28/2024. References:	A Award / grantCommon Stock · Non-derivative	18,380A	63.98	Direct	Form 4 ↗0001126328-26-000182
2026-09-03Filed 2026-09-08	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $121.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/28/2024. References:	A Award / grantCommon Stock · Non-derivative	18,380A	63.98	Direct	Form 4 ↗0001126328-26-000182
2026-09-03Filed 2026-09-08	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $121.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/28/2024. References:	A Award / grantCommon Stock · Non-derivative	18,380A	63.98	Direct	Form 4 ↗0001126328-26-000182
2026-08-07Filed 2026-08-11	Friedrich Amy ChristineOfficer · President - Benefits & Protect Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/8/2026. F2 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $113 to $114.60. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	11,894D	63.98	Direct	Form 4 ↗0001126328-26-000180
2026-08-07Filed 2026-08-11	Friedrich Amy ChristineOfficer · President - Benefits & Protect Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/8/2026. F2 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $113 to $114.60. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	11,893D	63.98	Direct	Form 4 ↗0001126328-26-000180
2026-08-07Filed 2026-08-11	Friedrich Amy ChristineOfficer · President - Benefits & Protect Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/8/2026. F2 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $113 to $114.60. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	11,893D	63.98	Direct	Form 4 ↗0001126328-26-000180
2026-08-07Filed 2026-08-11	Friedrich Amy ChristineOfficer · President - Benefits & Protect Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/8/2026. F2 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $113 to $114.60. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References: F1, F2	D Other reported codeCommon Stock · Non-derivative	35,680D	113.8	Direct	Form 4 ↗0001126328-26-000180
2026-08-07Filed 2026-08-11	Friedrich Amy ChristineOfficer · President - Benefits & Protect Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/8/2026. F2 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $113 to $114.60. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	A Award / grantCommon Stock · Non-derivative	35,680A	63.98	Direct	Form 4 ↗0001126328-26-000180
2026-06-26Filed 2026-06-30	Mitchell H ElizabethDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	80A	0	Direct	Form 4 ↗0001126328-26-000177
2026-06-26Filed 2026-06-30	RIVERA ALFREDODirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 The units convert to common stock on a one-for-one basis. F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. References: F2, F3	A Award / grantCommon Stock · Derivative	25A	107.75	Direct	Form 4 ↗0001126328-26-000176
2026-06-26Filed 2026-06-30	RIVERA ALFREDODirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. F2 The units convert to common stock on a one-for-one basis. F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. References: F1	A Award / grantCommon Stock · Non-derivative	117A	0	Direct	Form 4 ↗0001126328-26-000176
2026-06-26Filed 2026-06-30	Richer Clare StackDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	142A	0	Direct	Form 4 ↗0001126328-26-000175
2026-06-26Filed 2026-06-30	Pickerell BlairDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	281A	0	Direct	Form 4 ↗0001126328-26-000174
2026-06-26Filed 2026-06-30	Nordin Diane CDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	217A	0	Direct	Form 4 ↗0001126328-26-000173
2026-06-26Filed 2026-06-30	Muruzabal ClaudioDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	100A	0	Direct	Form 4 ↗0001126328-26-000172

Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.