SEC INSIDER TRANSACTIONS

CAPITAL ONE FINANCIAL CORP (COF-PN) Insider Transactions

Explore official ownership filings, with every record linked to its source.

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COF-PN · CAPITAL ONE FINANCIAL CORP

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Roles: director,officer,ten_percent_owner,otherOwner nameOfficer titleOwnership: D, I, unknownoriginal or amendedTransaction fromTransaction throughFiled fromFiled throughMinimum quantityMaximum quantityMinimum priceMaximum priceMinimum calculated valueMaximum calculated valueResults per page (1–100)

OR within codes/roles; AND between categories. Roles apply to buyers and sellers. Owner predicates match the same owner. Missing values fail numeric/date filters. Value is quantity × reported price for non-derivative rows only; derivative values are unknown. Amendments stay separate; joint owners do not duplicate rows.

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Stale snapshot · Covered: filings 2026-05-14 to 2026-11-13 · 25 filings · fetched 2026-11-13T17:00:52Z

Recent reported activity

0purchase rows on this page

22sale rows on this page

51matching filing rows

Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.

Transaction / filed	Reporting owner(s)	Code / security	Quantity	Price as filed	Ownership	Source
2026-10-06Filed 2026-10-07	Cooper Matthew WOfficer · General Counsel & Corp Secy Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. References: F1	S Sale (market/private)Common Stock · Non-derivative	3,500D	196.22	Direct	Form 4 ↗0001727277-26-000020
2026-09-15Filed 2026-09-16	Karam CeliaOfficer · Pres, Retail Bank Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. References: F1, F2	S Sale (market/private)Common Stock · Non-derivative	2,017D	206.07	Direct	Form 4 ↗0001741344-26-000024
2026-09-15Filed 2026-09-16	Dean LiaOfficer · Pres, Banking & Prem. Products Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. References: F1	S Sale (market/private)Common Stock · Non-derivative	2,066D	206.07	Direct	Form 4 ↗0001741273-26-000020
2026-09-01Filed 2026-09-02	Cooper Matthew WOfficer · General Counsel & Corp Secy Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. References: F1	S Sale (market/private)Common Stock · Non-derivative	3,500D	214.1	Direct	Form 4 ↗0001727277-26-000018
2026-08-17Filed 2026-08-18	Karam CeliaOfficer · Pres, Retail Bank Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. References: F1	S Sale (market/private)Common Stock · Non-derivative	1D	225.92	Direct	Form 4 ↗0001741344-26-000021
2026-08-17Filed 2026-08-18	Karam CeliaOfficer · Pres, Retail Bank Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. References: F1, F2	S Sale (market/private)Common Stock · Non-derivative	1,887D	225.52	Direct	Form 4 ↗0001741344-26-000021
2026-08-17Filed 2026-08-18	Dean LiaOfficer · Pres, Banking & Prem. Products Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. References: F1	S Sale (market/private)Common Stock · Non-derivative	1D	225.92	Direct	Form 4 ↗0001741273-26-000017
2026-08-17Filed 2026-08-18	Dean LiaOfficer · Pres, Banking & Prem. Products Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. References: F1	S Sale (market/private)Common Stock · Non-derivative	2,192D	225.52	Direct	Form 4 ↗0001741273-26-000017
2026-08-13Filed 2026-08-17	Mouadeb Mark DanielOfficer · President, Card Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. References: F1	S Sale (market/private)Common Stock · Non-derivative	1,199D	225	Direct	Form 4 ↗0001938196-26-000017
2026-08-10Filed 2026-08-11	Zamsky MichaelOfficer · Chief Credit & Fin'l Risk Off. Filing context Reported filing row; may be amended. Do not sum filings blindly. References:	S Sale (market/private)Common Stock · Non-derivative	5,473D	218.02	Direct	Form 4 ↗0001938261-26-000008
2026-08-07Filed 2026-08-10	Raghu RaviOfficer · Pres, Software, Intl & Sm Bus Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. References: F1	S Sale (market/private)Common Stock · Non-derivative	50D	218.49	Direct	Form 4 ↗0001938203-26-000013
2026-08-04Filed 2026-08-05	Mouadeb Mark DanielOfficer · President, Card Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. References: F1	S Sale (market/private)Common Stock · Non-derivative	1,183D	220	Direct	Form 4 ↗0001938196-26-000015
2026-08-04Filed 2026-08-05	Cooper Matthew WOfficer · General Counsel & Corp Secy Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. References: F1	S Sale (market/private)Common Stock · Non-derivative	3,500D	219.33	Direct	Form 4 ↗0001727277-26-000016
2026-08-03Filed 2026-08-04	Mouadeb Mark DanielOfficer · President, Card Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. References: F1	S Sale (market/private)Common Stock · Non-derivative	690D	215	Direct	Form 4 ↗0001938196-26-000012
2026-08-01Filed 2026-08-04	Hanson Jason P.Officer · Pres.- Global Payment Network Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Restricted stock units convert into common stock on a one-for-one basis. F2 These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the restricted stock. This share withholding was authorized in the restricted stock award agreement. F3 Shares of Issuer common stock in respect of restricted stock unit awards. Reflects restricted stock unit awards in respect of shares of common stock of Discover Financial Services that were converted into restircted stock unit awards in respect of shares of common stock of the Issuer. F4 The restricted stock units vest in two equal annual installments beginning 08/01/2025. The RSUs have no expiration date. F5 The total number of securities reported has been updated to correct an administrative error. The restricted stock unit has vested in full. References: F3, F1, F4, F5	M Exercise / conversionRestricted Stock Units · Derivative	2,014D	0	Direct	Form 4 ↗0001982604-26-000011
2026-08-01Filed 2026-08-04	Hanson Jason P.Officer · Pres.- Global Payment Network Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Restricted stock units convert into common stock on a one-for-one basis. F2 These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the restricted stock. This share withholding was authorized in the restricted stock award agreement. F3 Shares of Issuer common stock in respect of restricted stock unit awards. Reflects restricted stock unit awards in respect of shares of common stock of Discover Financial Services that were converted into restircted stock unit awards in respect of shares of common stock of the Issuer. F4 The restricted stock units vest in two equal annual installments beginning 08/01/2025. The RSUs have no expiration date. F5 The total number of securities reported has been updated to correct an administrative error. The restricted stock unit has vested in full. References: F2	F WithholdingCommon Stock · Non-derivative	893D	209.01	Direct	Form 4 ↗0001982604-26-000011
2026-08-01Filed 2026-08-04	Hanson Jason P.Officer · Pres.- Global Payment Network Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Restricted stock units convert into common stock on a one-for-one basis. F2 These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the restricted stock. This share withholding was authorized in the restricted stock award agreement. F3 Shares of Issuer common stock in respect of restricted stock unit awards. Reflects restricted stock unit awards in respect of shares of common stock of Discover Financial Services that were converted into restircted stock unit awards in respect of shares of common stock of the Issuer. F4 The restricted stock units vest in two equal annual installments beginning 08/01/2025. The RSUs have no expiration date. F5 The total number of securities reported has been updated to correct an administrative error. The restricted stock unit has vested in full. References: F1	M Exercise / conversionCommon Stock · Non-derivative	2,014A	—	Direct	Form 4 ↗0001982604-26-000011
2026-07-31Filed 2026-08-03	Raghu RaviOfficer · Pres, Software, Intl & Sm Bus Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.59 to $209.57. Information regarding the number of shares sold at each price will be provided upon request. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.60 to $210.54. Information regarding the number of shares sold at each price will be provided upon request. F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.63 to $210.89. Information regarding the number of shares sold at each price will be provided upon request. References: F1, F4	S Sale (market/private)Common Stock · Non-derivative	444D	210.7	Direct	Form 4 ↗0001938203-26-000011
2026-07-31Filed 2026-08-03	Raghu RaviOfficer · Pres, Software, Intl & Sm Bus Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.59 to $209.57. Information regarding the number of shares sold at each price will be provided upon request. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.60 to $210.54. Information regarding the number of shares sold at each price will be provided upon request. F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.63 to $210.89. Information regarding the number of shares sold at each price will be provided upon request. References: F1, F3	S Sale (market/private)Common Stock · Non-derivative	5,820D	210.02	Direct	Form 4 ↗0001938203-26-000011
2026-07-31Filed 2026-08-03	Raghu RaviOfficer · Pres, Software, Intl & Sm Bus Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.59 to $209.57. Information regarding the number of shares sold at each price will be provided upon request. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.60 to $210.54. Information regarding the number of shares sold at each price will be provided upon request. F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.63 to $210.89. Information regarding the number of shares sold at each price will be provided upon request. References: F1, F2	S Sale (market/private)Common Stock · Non-derivative	3,462D	209.27	Direct	Form 4 ↗0001938203-26-000011
2026-07-29Filed 2026-07-30	Golden Timothy POfficer · SVP, Chief Accounting Officer Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. References: F1	S Sale (market/private)Common Stock · Non-derivative	3,487D	211	Direct	Form 4 ↗0001706865-26-000007
2026-07-07Filed 2026-07-08	Cooper Matthew WOfficer · General Counsel & Corp Secy Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. References: F1	S Sale (market/private)Common Stock · Non-derivative	3,500D	208	Direct	Form 4 ↗0001727277-26-000014
2026-06-02Filed 2026-06-03	Cooper Matthew WOfficer · General Counsel & Corp Secy Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 , in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. References: F1	S Sale (market/private)Common Stock · Non-derivative	3,500D	183.36	Direct	Form 4 ↗0001727277-26-000012
2026-05-13Filed 2026-05-14	Haggerty KaitlinOfficer · Chief Human Resources Officer Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on February 6, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. References: F1	S Sale (market/private)Common Stock · Non-derivative	119D	182.59	Direct	Form 4 ↗0001905899-26-000009
2026-05-12Filed 2026-05-14	Haggerty KaitlinOfficer · Chief Human Resources Officer Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on February 6, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. References: F1, F2	S Sale (market/private)Common Stock · Non-derivative	1,307D	183.93	Direct	Form 4 ↗0001905899-26-000009

Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.