SEC INSIDER TRANSACTIONS

BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) Insider Transactions

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BR · BROADRIDGE FINANCIAL SOLUTIONS, INC.

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Roles: director,officer,ten_percent_owner,otherOwner nameOfficer titleOwnership: D, I, unknownoriginal or amendedTransaction fromTransaction throughFiled fromFiled throughMinimum quantityMaximum quantityMinimum priceMaximum priceMinimum calculated valueMaximum calculated valueResults per page (1–100)

OR within codes/roles; AND between categories. Roles apply to buyers and sellers. Owner predicates match the same owner. Missing values fail numeric/date filters. Value is quantity × reported price for non-derivative rows only; derivative values are unknown. Amendments stay separate; joint owners do not duplicate rows.

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Stale snapshot · Covered: filings 2026-05-14 to 2026-11-13 · 50 filings · fetched 2026-11-13T16:57:30Z

Recent reported activity

0purchase rows on this page

1sale rows on this page

74matching filing rows

Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.

Transaction / filed	Reporting owner(s)	Code / security	Quantity	Price as filed	Ownership	Source
2026-10-05Filed 2026-10-06	Mosconi Patricia AnnDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F2	A Award / grantCommon Stock · Non-derivative	1A	0	Direct	Form 4 ↗0001225208-26-008289
2026-10-05Filed 2026-10-06	Mosconi Patricia AnnDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	2A	0	Direct	Form 4 ↗0001225208-26-008289
2026-10-05Filed 2026-10-06	Markus Maura A.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F2	A Award / grantCommon Stock · Non-derivative	37A	0	Direct	Form 4 ↗0001225208-26-008288
2026-10-05Filed 2026-10-06	Markus Maura A.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	100A	0	Direct	Form 4 ↗0001225208-26-008288
2026-10-05Filed 2026-10-06	FLOWERS MELVIN LDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	18A	0	Direct	Form 4 ↗0001225208-26-008287
2026-10-05Filed 2026-10-06	Duelks Robert NDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	146A	0	Direct	Form 4 ↗0001225208-26-008286
2026-10-01Filed 2026-10-05	Carey Thomas POfficer · Corporate VP Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Represents the amount of shares sold to cover tax liabilities upon the vesting of 5,275 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on October 1, 2026. References: F1	S Sale (market/private)Common Stock · Non-derivative	2,501D	159.76	Direct	Form 4 ↗0001225208-26-008251
2026-10-01Filed 2026-10-05	Stingi Richard JohnOfficer · Corporate VP and CHRO Filing context Reported filing row; may be amended. Do not sum filings blindly. References:	F WithholdingCommon Stock · Non-derivative	1,109D	161.15	Direct	Form 4 ↗0001225208-26-008250
2026-10-01Filed 2026-10-05	PERRY CHRISTOPHER JOHNDirector · Officer · President Filing context Reported filing row; may be amended. Do not sum filings blindly. References:	F WithholdingCommon Stock · Non-derivative	4,752D	161.15	Direct	Form 4 ↗0001225208-26-008249
2026-10-01Filed 2026-10-05	Gokey Timothy CDirector · Officer · CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. References:	F WithholdingCommon Stock · Non-derivative	16,982D	161.15	Direct	Form 4 ↗0001225208-26-008248
2026-10-01Filed 2026-10-05	DESCHUTTER DOUGLAS RICHARDOfficer · Co-President ICS Filing context Reported filing row; may be amended. Do not sum filings blindly. References:	F WithholdingCommon Stock · Non-derivative	911D	161.15	Direct	Form 4 ↗0001225208-26-008247
2026-10-01Filed 2026-10-05	Ghei AshimaOfficer · CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock. F2 Represents the amount of shares withheld to cover tax liabilities upon the vesting of 466 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on October 1, 2026. References: F1	M Exercise / conversionFY2024 RSUs October 2023 · Derivative	406D	0	Direct	Form 4 ↗0001225208-26-008246
2026-10-01Filed 2026-10-05	Ghei AshimaOfficer · CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock. F2 Represents the amount of shares withheld to cover tax liabilities upon the vesting of 466 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on October 1, 2026. References: F2	F WithholdingCommon Stock · Non-derivative	168D	161.15	Direct	Form 4 ↗0001225208-26-008246
2026-10-01Filed 2026-10-05	Ghei AshimaOfficer · CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock. F2 Represents the amount of shares withheld to cover tax liabilities upon the vesting of 466 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on October 1, 2026. References:	F WithholdingCommon Stock · Non-derivative	147D	161.15	Direct	Form 4 ↗0001225208-26-008246
2026-10-01Filed 2026-10-05	Ghei AshimaOfficer · CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock. F2 Represents the amount of shares withheld to cover tax liabilities upon the vesting of 466 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on October 1, 2026. References: F1	M Exercise / conversionCommon Stock · Non-derivative	406A	0	Direct	Form 4 ↗0001225208-26-008246
2026-09-24Filed 2026-09-28	Nazareth Annette L.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	180A	0	Direct	Form 4 ↗0001225208-26-007964
2026-09-24Filed 2026-09-28	Zavery AmitDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	180A	0	Direct	Form 4 ↗0001225208-26-007963
2026-09-24Filed 2026-09-28	MURRAY EILEEN KDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	389A	0	Direct	Form 4 ↗0001225208-26-007962
2026-09-24Filed 2026-09-28	Mosconi Patricia AnnDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	180A	0	Direct	Form 4 ↗0001225208-26-007961
2026-09-24Filed 2026-09-28	Markus Maura A.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	209A	0	Direct	Form 4 ↗0001225208-26-007960
2026-08-12Filed 2026-08-14	Stingi Richard JohnOfficer · Corporate VP and CHRO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026. References: F1	A Award / grantCommon Stock · Non-derivative	2,172A	0	Direct	Form 4 ↗0001225208-26-007122
2026-08-12Filed 2026-08-14	PERRY CHRISTOPHER JOHNDirector · Officer · President Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026. References: F1	A Award / grantCommon Stock · Non-derivative	9,308A	0	Direct	Form 4 ↗0001225208-26-007121
2026-08-12Filed 2026-08-14	Gokey Timothy CDirector · Officer · CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026. References: F1	A Award / grantCommon Stock · Non-derivative	33,265A	0	Direct	Form 4 ↗0001225208-26-007120
2026-08-12Filed 2026-08-14	Ghei AshimaOfficer · CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026. References: F1	A Award / grantCommon Stock · Non-derivative	466A	0	Direct	Form 4 ↗0001225208-26-007119
2026-08-12Filed 2026-08-14	DESCHUTTER DOUGLAS RICHARDOfficer · Co-President ICS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026. References: F1	A Award / grantCommon Stock · Non-derivative	1,783A	0	Direct	Form 4 ↗0001225208-26-007118

Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.